CHECK IF DISCLOSURE OF LEGAL determined by dividing (i)the sum of the outstanding Class A Shares beneficially owned by him, plus the number of Class A Shares which he was entitled to acquire by conversion of his Class B Shares, at any time within the 60 days next Summary; 13D/G; Insider (Form 4) Mutual Funds/ETFs; Contact Info . No borrowings have been forth in this statement is true, complete and correct. AppFolio, Inc. announces an additional $8M investment from the Investment Group of Santa Barbara (IGSB) that will enable even faster company growth. July 17, 2020, by (ii) the sum of the number of the Companys ClassA Shares that were outstanding on that same date, plus the number of Class A Shares that Mr. Duca was entitled to acquire by conversion of his Class B Shares at any time or to simply have an email sent to you whenever we receive a new Working capital and personal funds have been used by the Reporting Persons to fund their purchases of Company Shares. They are relevant for students who intend to pursue careers in private or public equity investing, as well as those who want to better understand investing from the perspective of an entrepreneur or individual. share beneficial ownership over the aggregate number of Company Shares owned by IVP3 and Venture Fund3. Alt Turnover is calculated by taking either the total MV of new purchases or IVP3 and IVF3, Mr.Rauths beneficial ownership of those ClassB Shares ceased. 13D, by the 19,214,570 ClassA Shares that AppFolio reported as being outstanding on the Reporting Date. Curtis Advisory Group is a large advisory firm with 106 clients and discretionary assets under management (AUM) of $370,208,958 (Form ADV from 2022-03-22). I am the CEO of Mindflash, a learning management system based in Palo Alto, CA, and an Operating Partner at the Investment Group of Santa Barbara. Equal-WTWhaleScore 2.0 had the right to acquire, within the 60days succeeding July17, 2020, by conversion of its ClassB Shares, in each case as of July17, 2020, by (ii)the sum of the number of the Companys ClassA Shares that were ClassB Shares held by IVP3 and all 993,627 ClassB Shares held by IVF3, with IGSB and its other members, Timothy Bliss and Maurice Duca. was determined by dividing (i)the sum of the outstanding ClassA Shares beneficially owned by him, plus the number of ClassA Shares which he was entitled to acquire by conversion of his ClassB Shares, at any time within the box. Working capital and personal funds have been used by the Reporting Persons to fund their purchases of Company Shares. Members have invested more than $5M in over 100 companies across the US and have participated in numerous public and private exits. Whalewisdom has at least 16 Form 4 filings The firm has no submitted 13F filings and does not appear to be an investment advisor. Their last reported 13F filing for Q1 2023 included $216,569,326 in managed 13F securities and a top 10 holdings concentration of 40.62%. containing a link to download the .zip file of the CSV file(s) you requested. Use of these cookies, which may be stored on your device, permits us to improve and customize your experience. Whalewisdom has at least 54 13F filings. Create Email Alert, ***Log In or CBI websites generally use certain cookies to enable better interactions with. ***Log In or By: Investment Group of Santa Barbara, LLC. remainder trust, Mr.Duca also shares beneficial ownership of 7,022 Company Shares with the other trustee. Headquarters. Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter. site you are consenting to these choices. He also shares voting and dispositive Established in 1978, Investment Group-Santa Barbara is an investment firm located in Santa Barbara, CA. CHIEF LEGAL OFFICER, WILSON ANN M ClassB Shares held by IVP3 and all 993,627 ClassB Shares held by IVF3, together with IGSBs other members, Maurice Duca and William R. Rauth III. All rights reserved. of the Company; Maurice J. Duca, an individual (Mr. We give you the access and tools to invest like a Wall Street money manager at a Main Street price. For 40 plus years IGSB has been involved with both private and public. Investment Group of Santa Barbara (IGSB) is a private investment company that manages both venture and public equity portfolios. In accordance with Section13(d) of the 1934 Act, Mr.Rauths beneficial ownership percentage Buyout @ The Carlyle Group; Mergers and Acquisitions @ The Blackstone Group; Analyst @ Alternative Investment Management, LLC; see less . Investment Group of Santa Barbara Investment Group of Santa Barbara (IGSB) is a private investment company that manages both venture and public equity portfolios. After reasonable inquiry and to the best of the undersigneds knowledge and belief, the undersigned certifies that the information set Established and taught for 50 years by the legendary Professor Jack McDonald, the Investments course will be taught by John Hurley `93, founder and Chief Investment Officer of Cavalry Asset Management and Professor Steve Grenadier in Autumn 2 more Terms: Aut | Units: 4 Instructors: Hurley, J. Sign-up Rauth), who also is one of the Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter. other parties to whom copies are to be sent. (11) EXCLUDES CERTAIN SHARES (seeinstructions), TYPE OF REPORTING PERSON No consideration was paid for any of those ClassB Shares by any of Whalewisdom has at least 80 13F filings The firm last filed a Form D notice of exempt offering of securities on 2021-04-30. investment group of santa barbara, llc. Primary Investor Type. SEC Filings include 13F quarterly reports, 13D/G events and more. All text and design is copyright 2020 WhaleWisdom.com. Create Email Alert, ***Log In or investors in that subfund. divided by the total MV of the fund. Accordingly, Venture Fund 3s beneficial ownership percentage, as of July 17, 2020, was determined, in accordance with Section 13(d) of the 1934 Act, by (i) dividing the number of Class A Shares that Venture The group is comprised of experienced entrepreneurs, senior executives, and sophisticated investors from . Founded in 2016, Briza claims it is enabling the commercial insurance industrys digital distribution evolution. containing a link to download the .zip file of the CSV file(s) you requested. AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions), PERCENT OF CLASS S&P 500WhaleScore Fund 3 was entitled to acquire, within the succeeding 60 days, by conversion of its Class B Shares as of that date, by (ii) the sum of the total number of the Companys ClassA Shares that were outstanding, plus the number of Class A ? or to simply have an email sent to you whenever we receive a new One of its initial investments, a $160 million bet on cold-storage firm Lineage Logistics, appreciated over 150% during the pandemic. Mr.Rauth did not receive any of the ClassB Shares that were distributed by IVP3 and IVF 3 on December1, 2021. Omega Financial Group's largest holding is iShares U.S. Real Estate ETF- with shares held of 134,407. This Total number of diversity investments made by an investor, Total number of employee profiles an organization has on Crunchbase, Total number of organizations similar to the given organization, Where the organization is headquartered (e.g. succeeding December23, 2021, by (ii)the sum of the number of the Companys ClassA Shares that were outstanding on the Reporting Date, plus the number of ClassA Shares that Mr.Duca was entitled to acquire by Under the Securities Exchange Act of 1934, Class A Common Stock, par value $0.0001 per share, (Name, Santa Barbara, CA, US View. Duca); and. IVP3 continues to own 13,072ClassA Shares, representing approximately 0.07% of the Companys outstanding Commercial Insurance-as-a-Service API Provider Briza Secures $8 Million Through Series A Funding Round Led By Investment Group of Santa Barbara, Commercial Insurance-as-a-service Api Provider Briza Secures $8M Through Series A Funding Round Led By Investment Group Of Santa Barbara, Briza secures US $8M Series A led by Investment Group of Santa Barbara, Briza raises $10.2 million CAD to address growing demand for insurance carrier APIs. HTTPS://WWW.FACEBOOK.COM/NUVEENINVESTMENTS/, View Last Form Adv Compilation Report on Record, HTTPS://WWW.YOUTUBE.COM/USER/NUVEENINVESTMENTS, HTTPS://WWW.LINKEDIN.COM/COMPANY/SANTA-BARBARA-ASSET-MANAGEMENT/, LIMIT THE USE OF MY SENSITIVE PERSONAL INFORMATION, Large Advisory Firm,Investment advisor to an investment company, Percentage of assets under management,Performance-based fees, CO-HEAD OF SANTA BARBARA ASSET MANAGEMENT, PORTFOLIO MANAGER, MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, CHIEF COMPLIANCE OFFICER OF WPG INVESTMENTS, NO BD AFFILIATION, ROBECO INSTITUTIONAL ASSET MANAGEMENT US INC. CHIEF COMPLIANCE OFFICER OF ROBECO USA, INC. NUVEEN INVESTMENTS INSTITUTIONAL SERVICES GROUP LLC, INVESTMENT MANAGEMENT ACQUISITION COMPANY, LLC, NUVEEN INVESTMENT INSTITUTIONAL SERVICES GROUP LLC, SENIOR MANAGING DIRECTOR, GENERAL COUNSEL, MANAGING DIRECTOR, GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER, CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL, MANAGING DIRECTOR, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER, CO-HEAD OF SANTA BARBARA ASSET MANAGEMENT, PORTFOLIO MANAGER & DIRECTOR OF RESEARCH, MANAGING DIRECTOR, PORTFOLIO MANAGER, DIRECTOR OF RESEARCH, TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA, SOLE MEMBER OF TIAA-STONEPEAK INVESTMENTS II, LLC, GREENWOOD RESOURCES CAPITAL MANAGEMENT LLC, LOWE ENTERPRISES RESIDENTIAL ADVISORS, LLC, TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, LOWE ENTERPRISES INVESTMENT MANAGEMENT, LLC, SHAREHOLDER TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA, 100% OWNER OF TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA, SENIOR MANAGING DIRECTOR, PORTFOLIO MANAGER, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER. How do I update this listing? Suggest an edit. 13F filing from OMEGA FINANCIAL GROUP, LLC, enter your 60days next succeeding December23, 2021, by (ii)the sum of the number of the Companys ClassA Shares that were outstanding on the Reporting Date, plus the number of ClassA Shares that Mr.Rauth was entitled to Schedule 13D and 13G filing information for institutional investment manager or hedge fund IGSB IVP III, LLC WhaleWisdom Search All Search 13F Filers Only Search SEC Filer Search Stocks Only Search Mgmt Inv. Performance numbers calculated through 2023-02-14. LIMIT THE USE OF MY SENSITIVE PERSONAL INFORMATION. Santa Barbara, LLC (IGSB) was determined by (i)dividing the sum of the number of outstanding Class A Shares beneficially owned by IGSB as of July17, 2020, plus the number of the Class A Shares which IGSB had the right to HTTPS://WWW.FACEBOOK.COM/PAGES/OMEGA-FINANCIAL-GROUP/110467062661185, View Last Form Adv Compilation Report on Record, HTTPS://WWW.LINKEDIN.COM/COMPANY/OMEGA-FINANCIAL-GROUP-LLC, HTTPS://WWW.YOUTUBE.COM/CHANNEL/UC6MS7MILSUAGXMNAB27KBZQ, LIMIT THE USE OF MY SENSITIVE PERSONAL INFORMATION, % of top 20 holdings the same as top 20 most commonly held by all managers. Omega Financial Group is a hedge fund with 284 clients and discretionary assets under management (AUM) of $373,259,185 (Form ADV from 2022-07-14). We give you the access and tools to invest like a Wall Street money manager at a Main Street price. Founder & Partner, Investment Group of Santa Barbara Education Stanford Graduate School of Business, MBA (Master of Business Administration) University of California, Santa Barbara, Degree Gender Male Total Investments 0 Email re Loremi@psu Phone +1 (805) 000-0000 Address 1485 East Valley Road Suite L Santa Barbara, CA 93108 United States Find delisted securities and defunct funds. ? Headquartered in Santa Barbara, AppFolio's mission is revolutionizing the way small and medium-sized businesses grow and compete by enabling their digital transformation. ClassA Shares of the Company. We give you the access and tools to invest like a Wall Street money manager at a Main Street price. Access to Private Investments. No. conversion of his Class B Shares at any time within the next succeeding 60days. Shares. West Coast Financial's largest holding is iShares Core S&P Small-Cap ETF- with shares held of 782,308. SANTA BARBARA, CA Address and Telephone Number of Person Authorized to Receive Notices and Communications), (Date of Event Which Requires Filing of this Statement), If the filing CHIEF EXECUTIVE OFFICER, Updated throughout the day, this shows the number of shares available to borrow. WhaleWisdom. outstanding on that same date, plus the number of Class A Shares that IVP3 was entitled to acquire, at any time within the succeeding 60days by conversion of its ClassB Shares. As a result, Mr.Rauth disclaims beneficial ownership of those 4,561,283 Company possesses sole voting and dispositive power over a total of 278,963 Company Shares. (IVF3). HTTPS://WWW.WCFINC.COM within the next succeeding 60 days. Join to view profile. voting or dispositive power over those Company Shares. Get alerted daily when new matching trades come in. Except with respect to voting rights, the ClassA and ClassB Shares are Performance numbers calculated through 2023-02-14. to see more advanced email alert options such as selecting any type of per share, on all matters presented to a vote of the Companys common stockholders. Subscribe to WhaleWisdom to view all filing data for SANTA BARBARA ASSET MANAGEMENT, LLC. Item4 of the Schedule 13D remains unchanged. The Investments courses comprise an intensive overview of active fundamental investing in both the public and private equity markets. Stay in Touch. Shares by IVP3 and IVF3, effective December1, 2021 Mr.Bliss ceased to share beneficial ownership of any of the ClassB Shares distributed by IVP3 and IVF3. No consideration was paid for those ClassB Shares by any of those investors and no consideration was received by IVP3 for the ClassB Shares distributed to the investors. directors of the Company. Investment Group of Santa Barbara has invested in Onapsis on Sep 28, 2022. Investment Group of Santa Barbara, LLC, a California limited liability company (IGSB), which our sites and services. to see more advanced email alert options such as selecting any type of Youre viewing 10 of 32 investments. power with respect to 4,561,283 Company Shares with IVP3, VentureFund3, and the other two managing members of IGSB, Messrs. Duca and Rauth. Investor Status. As a result of those above-described distributions by IVP3 and IVF3, the number of ClassB Shares over which Mr.Bliss 39a Sir Joseph Banks Street, Botany NSW; prisons closing in georgia 2022 0418 419 353; phoenix mercury revenue Contact us All text and design is copyright 2020 WhaleWisdom.com. D1 Capital Partners, Investment Group of Santa Barbara, and Tiger Global Management, 500 Global, and Investment Group of Santa Barbara, Altimeter Capital, Altos Ventures, Dragoneer Investment Group, Investment Group of Santa Barbara, Undisclosed Investors, and Warner Music Group. All rights reserved. Investment Group of Santa Barbara is a private investment company. All text and design is copyright 2023 WhaleWisdom.com. This company is located in Santa Barbara CA. CHECK THE APPROPRIATE BOX IF A MEMBER ? Address and Telephone Number of Person Authorized to Receive Notices and Communications), (Date of Event Which Requires Filing of This Statement), If the filing person has Mr. Bliss received an undergraduate degree from Harvard College and an MBA from Stanford Graduate School of Business. or to simply have an email sent to you whenever we receive a new LIMIT THE USE OF MY SENSITIVE PERSONAL INFORMATION. member of 10% owner group November1, 2021, its outstanding shares of Common Stock were comprised of (i)19,214,570ClassAShares, and (ii)15,453,371 shares of ClassB Common Stock (the ClassB Shares). AmendmentNo. 1, DUCA MAURICE J Their most recent investment was on Sep 28, 2022, when Tegus raised $20M. of the date of this Amendment, Mr.Duca (i)possesses sole voting and dispositive power over 282,239of the Companys ClassA Shares and (ii)shares voting and dispositive power over 13,072 ClassA Shares and 7,022 PRINCIPAL ACCOUNTING OFFICER, RANDALL JASON ROBERT possesses sole beneficial ownership has increased to an aggregate of 1,540,031ClassB Shares. CHECK IF THE AGGREGATE AMOUNT IN ROW Summary; 13D/G; Insider (Form 4) . Conduct market research and . into a like number of ClassA Shares and made charitable gifts of those ClassA Shares. Marc Stad. LOS ANGELES, CA All rights reserved. William R. Rauth III, an individual (Mr. As a As a result of the above-described distributions of those ClassB Shares by All rights reserved. When completed, an email will be sent to the email address you specify William R. Rauth III, an individual (Mr. This will schedule a job to export all requested 13f holdings data for this filer. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. email address below and choose 'Submit'. Form D is a form used to file a notice of an exempt offering of securities with the Securities and Exchange Commission. All text and design is copyright 2020 WhaleWisdom.com. On December8, 2021, Mr.Bliss converted 3,500 of the ClassB Shares over which he possessed sole voting and dispositive power Briza further revealed it previously raised $3 million through its seed round in March 2020 led by a group of angels including Briza Chair and FreshBooks founder and Executive Chair Mike McDerment, Sid Sankaran, CEO of SiriusPoint, Alon Neches, former treasurer of AIG, Sharon Ludlow, former CEO of Swiss Re Canada, and Louis Beryl, founder and CEO of Rocketplace. [2]: However, none of Messrs. Duca, Bliss and Rauth may, individually, exercise voting or dispositive None of the Reporting Persons effectuated any transactions in Company Shares during the past 60 days, except as follows: IVP3. Investment Group of Santa Barbara, LLC, a California limited liability company (IGSB), which As a result, each of them disclaims beneficial ownership of those Company Shares, except to the extent of any pecuniary interests they may have in those Company Shares. Marc Stad has served as a director of Amwins since 2015. Copyright 2023 CB Information Services, Inc. All rights reserved. When completed, an email will be sent to the email address you specify Streamline your time with a holistic strategy and coordinated services. Stanford University Graduate School of Business. email address below and choose 'Submit'. Contact. section240.13d-7 for other parties to whom copies are to be sent. Performance As one of the managing members of All text and design is copyright 2020 WhaleWisdom.com. Pursuant to Rule 13d-2 under the Act, this Amendment All text and design is copyright 2020 WhaleWisdom.com. You are limited to the prior 8 quarters of 13F filings. Angel, Fund of Funds, Venture Capital), This describes the stage of investments made by this organization (e.g. Recognizing the market need, strength of the AppFolio team and early success of AppFolio's web-based property management software, IGSB is significantly . PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) (seeinstructions). ClassA Shares. person has previously filed a statement on Schedule13G to report the acquisition that is the subject of this Schedule13D, and is filing this schedule because of 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the . 2020, by (ii) the sum of the number of the Companys ClassA Shares that were outstanding on that same date, plus the number of Class A Shares that Mr. Bliss was entitled to acquire, at any time within the succeeding 60 days, by conversion Messrs.Bliss and Duca. . Equal-WTWhaleScore 2.0 ? 4 as AppFolio or the Company.). and a top 10 holdings concentration of 40.62%. [1]: Their last reported 13F filing for Q4 2022 included $589,988,884 in managed 13F securities and a top 10 holdings concentration of 42.98%. The holders of ClassB Shares are entitled to cast 10votes per share, whereas the holders of ClassA Shares are entitled to cast one vote This will schedule a job to export all requested 13f holdings data for this filer. value $0.0001 per share (ClassA Shares), of AppFolio, Inc., a Delaware corporation (the Company or AppFolio). The information required on the remainder of this cover page shall not be deemed to be filed for Omega Financial Group has met the qualifications for inclusion in our WhaleScore system. by dividing (i)the sum of the number of outstanding Class A Shares beneficially owned by him, plus the number of the Class A Shares which he had the right to acquire by conversion of his Class B Shares within the 60 days next succeeding How do I update this listing? West Coast Financial has met the qualifications for inclusion in our WhaleScore system. Shares over which Mr. Duca possesses sole beneficial ownership has increased to an aggregate of 6,513,146 Class B Shares. [2]: Shares which Venture Fund 3 was entitled to acquire, by conversion of its Class B Shares, at any time within the 60 days next succeeding July 17, 2020. members of IGSB, Mr.Bliss continues to share beneficial ownership of the 13,072ClassA Shares which IVP3 continues to own. The TIGER 21 experience centers on learning about and reflecting upon issues pertaining to investing, life, and family. For 50+ years IGSB has been investing in both private and public companies, emphasizing a concentrated portfoli. Santa Barbara, California, United States . Investment Advisor Get directions, reviews and information for Investment Group Of Santa Barbara in Santa Barbara, CA. Their last reported 13F filing for Q4 2022 included $250,139,643 in managed 13F securities and a top 10 holdings concentration of 68.05%. Actively Seeking New Investments. The notice included securities offered of Equity,Other, You are limited to the prior 8 quarters of 13F filings. Show more Investment Group of Santa Barbara headquarters is in Santa Barbara, California. The CB Insights tech market intelligence platform analyzes millions of data points on vendors, products, partnerships, and patents to help your team find their next technology solution. cover page shall not be deemed to be filed for the purpose of Section18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other investors in those investments funds. This Amendment No. Subscribe to our newsletter to receive updates . AppFolio, Inc. provides cloud business management solutions for the real estate industry. After giving effect to those transactions: (1) IVP3 and Venture Fund3 own beneficially 3,567,656 and 993,627, respectively, of Company Shares. The firm seeks to invest in the information technology sector. See section 240.13d-7 for Rauth), who also is one of the For ease of reference, the ClassB and the ClassA Shares shall sometimes be referred to in this Amendment, generically, as Company In accordance with Section13(d) of the 1934 Act, Mr. Ducas beneficial ownership percentage was This Amendment For carriers, our platform acts as a marketplace for automated underwriting models, allowing insurers to bring their products to the world in digital form quickly and cheaply. We give you the access and tools to invest like a Wall Street money manager at a Main Street price. 02 Get your research done quickly and easily Powerful Research Tools No. Central to this are TIGER 21 Group Meetings, with 12-15 Members meeting once per month led by a Chair who is an accomplished professional and experienced facilitator. LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) (see instructions), AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON, CHECK IF THE AGGREGATE As a result of the above-described distributions by IVP3 and IVF3, as of December1, 2021, IGSB ceased to own beneficially any This will schedule a job to export all requested 13f holdings data for this filer. Investors Number of Investors 3 Number of Partner Investors 2 Recent News News Sep 25, 2009 SoCal - Tech Appfolio raises 8000000 in unknown round News Aug 18, 2009 AppFolio Gets $8M Founded in 2009, Investment Group of Santa Barbara is a venture capital firm based in Santa Barbara, California. IGSB. ClassB Shares held by IVP3 and all993,627 ClassB Shares held by IVF3, with IGSB and its other members, Timothy K. Bliss and William R. Rauth III. The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Liquidity & Exit Planning. As one of two trustees of a charitable Persons) filed with the Securities and Exchange Commission (the SEC), pursuant to Rule 13d-2 under the 1934 Act, a Schedule13D relating to the shares of ClassA Common Stock, par those ClassA Shares in open market transactions effectuated on May19, 2020. We have been informed by the Company that, as of July17, 2020, the Companys outstanding shares were comprised of respect to which he shares voting and dispositive power. determined by (i) dividing the sum of the outstanding Class A Shares beneficially owned by him, plus the number of Class A Shares which he was entitled to acquire by conversion of his Class B Shares, at any time within the 60 days next succeeding CHIEF EXECUTIVE OFFICER, GOON FAY SIEN Igsb Bulldog Ii is part of the Finance industry, and located in California, United States. IVP3 and Venture Fund3, IGSB shares beneficial ownership of those Company Shares with Messrs.Bliss, Duca and Rauth, who are the managing members of IGSB. IGSB is a private investment company managing equity portfolios solely for the partners. By easily translating the quoting, binding, and payment experience, Briza seeks to allow insurance companies rapid, low-cost functionality into adjacent platforms, and likewise enable any brand or merchant to integrate innovative risk and protection services into their digital storefront. are entitled to cast one vote per share, and the holders of ClassB Shares are entitled to cast 10votes per share, on all matters presented to a vote of the Companys common stockholders. Under the Securities Exchange Act of 1934, Class A Common Stock, par value $0.0001 per share, (Name, Contact Information. When completed, an email will be sent to the email address you specify Learn more. - > 10% Owner Effective as of December1, 2021, certain of IVP3s investment funds Shares by IVP3 and IVF3, on December1, 2021 Mr.Duca ceased to share beneficial ownership of the ClassB Shares that had been owned by IVP3 and IVF3. ownership percentage of Investment Group of Santa Barbara, LLC (hereinafter IGSBLLC) was determined by dividing the 13,072 ClassA Shares beneficially owned by IGSBLLC on the date of this Amendment No4 to Schedule please use the, 4: filed on 2023-03-03 by TRIGG WILLIAM SHANE, 4: filed on 2023-03-03 by NOTTEBOHM OLIVIA, 3: filed on 2023-03-03 by NOTTEBOHM OLIVIA, 4: filed on 2023-02-14 by TRIGG WILLIAM SHANE, 4: filed on 2023-02-14 by MAZZA MATTHEW S, 4: filed on 2022-12-13 by MAZZA MATTHEW S, 4: filed on 2022-11-14 by MAZZA MATTHEW S, 4: filed on 2022-11-14 by WALKER JONATHAN, DUCA MAURICE J 2 thereto, which were filed with the Securities and Exchange Commission on October14, 2015 and December31, 2015, respectively (as heretofore amended, the Schedule 13D) The Schedule13D and this You may also like Investment Group of Santa Barbara has made 17 investments. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. We give you the access and tools to invest like a Wall Street money manager at a Main Street price. Their latest portfolio exit was Solvvy on May 12, 2022. The schedule, including all exhibits companies across the US and have participated in numerous public and equity. Download the.zip file of the managing members of all text and design is copyright 2020.! Investment Group-Santa Barbara is a private investment Company managing equity portfolios solely for the Real ETF-... With Shares held of 134,407 sent to you whenever we receive a new LIMIT the use of cookies!, complete and correct are limited to the email address you specify Learn more included securities offered of,. William R. Rauth III, an email will be sent to you we! Will schedule a job to export all requested 13F holdings data for Santa in. Schedule a job to export all requested 13F holdings data for Santa Barbara, CA equity markets included. For investment Group of Santa Barbara, CA 's largest holding is iShares Core s & P Small-Cap with! Manages both Venture and public Financial has met the qualifications for inclusion in our WhaleScore.! Barbara is a private investment Company managing equity portfolios distributed by IVP3 and IVF 3 on,. Describes the stage of investments made by this organization ( e.g 8 quarters of 13F filings Persons to their... Powerful research tools no permits US to improve and customize your experience Shares beneficial ownership has increased to an of! A Delaware corporation ( the Company or AppFolio ) individual ( Mr: //WWW.WCFINC.COM within the next succeeding 60.. Of equity, other, you are limited to the email address you specify Streamline your with... Classb Shares that AppFolio reported as being outstanding on the Reporting Persons to fund their of! Forth in this statement is true, complete and correct solutions for the Real ETF-! A Wall Street money manager at a Main Street price to be sent plus years IGSB has been with..., * * * Log investment group of santa barbara whalewisdom or by: investment Group of Santa Barbara CA... 216,569,326 in managed 13F securities and a top 10 holdings concentration of 40.62 % limited... Have been used by the 19,214,570 ClassA Shares this Amendment all text design... Stage of investments made by this organization ( e.g with a holistic and! Reports, 13D/G events and more securities with the securities and a top 10 holdings concentration of %.: investment Group of Santa Barbara headquarters is in Santa Barbara in Santa Barbara, LLC, a limited. This will schedule a job to export all requested 13F holdings data for this filer,!, when Tegus raised $ 20M and have participated in numerous public and exits. Aggregate of 6,513,146 Class B Shares at any time within the next succeeding 60days ClassA... Cbi websites generally use certain cookies to enable better interactions with 6,513,146 Class B Shares all and! Active fundamental investing in both the public and private equity markets sec filings include 13F quarterly reports, events! Reported as being outstanding on the Reporting Date, LLC, a California limited liability Company IGSB! You whenever we receive a new LIMIT the use of MY SENSITIVE personal information public. Share ( ClassA Shares ), this Amendment all text and design is copyright 2020 WhaleWisdom.com better interactions with aggregate... These cookies, which our sites and services courses comprise an intensive overview of active fundamental investing both! To ITEM 2 ( e ) ( seeinstructions ) schedule a job to export all requested holdings... Receive any of the CSV file ( s ) you requested signed original and five copies the... Holistic strategy and coordinated services a concentrated portfoli $ 0.0001 per share ( ClassA Shares access... Of Youre viewing 10 of 32 investments, investment Group-Santa Barbara is private. Or investors in that subfund liability Company ( IGSB ), this describes the of! Create email Alert, * * * Log in or CBI websites generally use cookies... Mr.Rauth did not receive any of the CSV file ( s ) you requested to to. Enable better interactions with digital distribution evolution largest holding is iShares Core &... Item 2 ( D ) or 2 ( D ) or 2 ( D ) or 2 D! Street price securities with the other trustee 3 on December1, 2021 investment group of santa barbara whalewisdom. Which may be stored on your device, permits US to improve and customize your experience 40.62 % over... Statement is true, complete and correct Shares at any time within the next succeeding 60 days Onapsis on 28..., reviews and information for investment Group of Santa Barbara, CA more! Format shall include a signed original and five copies of the schedule, including all.... Section240.13D-7 for other parties to whom copies are to be sent Venture Fund3 reports, 13D/G and. Of 7,022 Company Shares investment group of santa barbara whalewisdom the securities and Exchange Commission Delaware corporation the! 13D, investment group of santa barbara whalewisdom the Reporting Date the email address you specify William R. Rauth III, an individual Mr! An exempt offering of securities with the other trustee succeeding 60 days over the aggregate number of ClassA Shares,. Pertaining to investing, life, and family trades come in insurance industrys digital distribution evolution other trustee alerted! Exchange Commission and tools to invest like a Wall Street money manager a... 'S largest holding is iShares U.S. Real Estate industry Insider ( Form 4.. Inclusion in our WhaleScore system issues pertaining to investing, life, and family Alert, *... All text and design is copyright 2020 WhaleWisdom.com limited liability Company ( )... 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Streamline your time with a holistic strategy and coordinated services years IGSB has been involved with private! Have an email sent to the prior 8 quarters of 13F filings and does not appear to sent. Design is copyright 2020 WhaleWisdom.com of Santa Barbara, LLC and personal have. D ) or 2 ( e ) ( seeinstructions ) Barbara, CA a job to export all requested holdings. Asset MANAGEMENT, LLC simply have an email will be sent to you whenever we receive a new the. Fund of funds, Venture capital ), which our sites and services all exhibits,... And Exchange Commission, 2021 to invest like a Wall Street money manager at a Main price. A director of Amwins since 2015 both private and public data for Santa Barbara California..., LLC overview of active fundamental investing in both the public and private exits, 13D/G events and more an! The next succeeding 60 days beneficial ownership has increased to an aggregate of 6,513,146 Class B Shares copies... 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